Compliance Assistant – Bruin Financial & Professional Services – Blackpool

Bruin Financial & Professional Services

Compliance Assistant – 12 month FTCBlackpoolUp to £27k + Bonus & Benefits

An exciting opportunity has arisen to join a leading Financial Services Organisation in Blackpool who are seeking a Compliance Assistant to join on an initial 12 month fixed term contract, with the potential to be taken on permanent.

The main purpose of this role is to review client files to ensure the business has a comprehensive understanding of each client and the AML risk which they pose to the business.

Key responsibilities will include:

To re-risk the client relationship using the AML risk rating tool.

To focus on the review of client files

To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company, that it is complete and up to date and that SOW/SOF information is complete.

To collect missing information and chase any requested information by communicating with clients and Executives.

To undertake a review of the activity on the account, ensuring it is in keeping with expectations.

The ideal candidate will have previous administration and compliance experience although not essential, excellent communication across all levels, good organisational skills and a high level of attention to detail.

This is a fantastic opportunity, hybrid working is on offer and full training will be given.

If you think you have the skills required and would like to apply, please submit your CV or contact Charlotte Groom at BRUIN Financial.

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